Benefits of CDEs during dispute resolution
Under the Civil Procedure Rules Part 35 (CPR Part 35), an expert’s overriding duty is to give the court an independent opinion on matters within his/her area of expertise. Expert witnesses do not have first-hand experience of the projects they give opinions on. A well-managed, detailed CDE can give insights into who did what, when, (and sometimes how and why). In our experience, this can give useful, factual, contemporaneous evidence, which is preferable to conjecture.
In fire engineering disputes, expert witnesses may use CDE records to understand how the design evolved over time and verify claims made by parties. For example, CDE records may show: when files were uploaded; authors; download logs; workflows; comments; and approvals or rejections. This enables construction of clear timelines and can aid understanding of the project, including the decision-making process relating to fire safety aspects of the project.
When asking HKA experts about their experiences working with CDEs, the largest CDE issued to our team housed over one million files. These were related to a major citywide infrastructure project. Files had been produced over a ten year period by more than thirty designers, consultants, contractors, and subcontractors. Documents could be searched by discipline, date, status, document number (all of which followed consistent naming conventions), description, or content.
Many popular CDE solutions mention the Golden Thread in their product marketing (e.g. Autodesk Construction Cloud8, Asite9, and Zutec10, to name a few). As shown in Figure 1, records from the CDE platform can often be extracted into excel.
Many CDEs have useful audit trail functionality. Aconex, a popular CDE, describes how “the Aconex audit trail records the changes made to documents, mail and reports in Aconex. It lets you see who was responsible for which decisions”.¹¹
CDE records may be used by experts to check whether the data trail in the CDE aligns with claims. These records may be used to visualise a timeline of when each party shared documents, and what the approval timeline looked like. This can give a holistic view of the project design and can aid the court/tribunal in better understanding of the project. CDE event log records can also be used for more granular purposes. For example, event logs may be used to track who viewed, edited, or downloaded a particular document and when.¹²
This data trail makes it easier, for example, to demonstrate that a party was or was not aware, or should have been aware, of key facts or documents at some particular point in time.
A poorly managed CDE can also be useful in dispute resolution, especially if standard of care or breach of contract claims relate to information management.
Figure 2: Asite Cognitive CDE AI function (Source: Asite) (See Footnote 15)